Call us(617) 322-5155
Book your free IT assessment

Compliance

Compliance support for regulated industries.

Most of our clients operate in industries where IT failures are also compliance failures. We design environments, monitor controls, and produce evidence so audit days are routine, not emergencies.

Book your free IT assessment
HIPAA
FINRA
Compliance · frameworks
● Evidence ready

Frameworks we support

  • HIPAA
  • FINRA / SEC
  • SOC 2 (with your auditor)
  • PCI DSS
  • ISO 27001
  • NIST 800-171

What you get

Controls designedMonitoringAudit evidence

HIPAA

Healthcare, behavioral health, and dental.

For healthcare providers, behavioral health organizations, dental practices, and nonprofits that handle Protected Health Information (PHI), we deliver HIPAA-aligned managed IT and security as part of our standard practice.

Representative clients

Behavioral health nonprofits supporting hundreds of staff and thousands of individuals served, plus medical and dental practices across Eastern Massachusetts.

What we deliver

  • HIPAA Security Rule risk assessment, gap analysis, and remediation roadmap
  • Administrative, physical, and technical safeguards mapped to your environment
  • Encryption at rest and in transit across endpoints, email, and storage
  • Access controls, audit logging, and 6-year retention
  • Business Associate Agreement (BAA) management with all SaaS vendors
  • Workforce training on PHI handling and incident response
  • Breach response readiness, including the 60-day notification workflow
  • Annual policy review and ongoing controls evidence collection

FINRA and SEC

Financial services and investment firms.

For broker-dealers, registered investment advisers, search firms handling sensitive financial data, and investment firms subject to SEC and FINRA recordkeeping rules, we deliver IT environments that pass examination and protect the firm.

Representative clients

Wealth advisory firms, capital partners, search and recruiting firms, and finance teams across Greater Boston.

What we deliver

  • FINRA Rule 4511 / SEC 17a-4 compliant electronic recordkeeping with WORM storage
  • Email archive and supervisory review tooling
  • Multi-factor authentication and privileged access controls aligned to Reg S-P
  • Endpoint security and mobile device management for advisors and back office
  • Incident response, business continuity, and disaster recovery plans
  • Vendor diligence and Reg S-P safeguards for outsourced systems
  • Audit support and examination readiness

Other frameworks

SOC 2, PCI DSS, ISO 27001, NIST 800-171.

We coordinate with external auditors and assessors when clients pursue SOC 2, PCI DSS, ISO 27001, or NIST 800-171 attestations. We are not the certifying body: we provide the technical implementation, controls hardening, and evidence collection that supports those efforts, and partner with your assessor of record.

Free technical assessment

Start with a free IT assessment.

  • Your scope and timeline, walked through in 30 minutes
  • What it takes to get from where you are to where you need to be
  • For audits, regulator responses, or a straight read on your controls

Book your assessment

Next, you pick a time on our calendar. No sales deck.

Prefer the phone? (617) 322-5155